Umlando weMithetho yokuPhepha
Umthetho wokugcina izimali ekuqaleni waqala ukubhekana nenye inkinga yezezimali-inhlekelele enkulu kunazo zonke zokuwa kwezimakethe ngo-1929. Njengengxenye "Yokunikezwa Kusha" kukaFranklin Delano Roosevelt, iCongress yafaka uMthetho wezokuVikela ka-1933 kanye ne-Securities Exchange Act ka-1934, okudala i-Securities and Exchange Commission (i-SEC).
Ngaphambi kwemisebenzi ye-1933 no-1934, imithetho yezwe ilawula ukugcinwa kwemfihlo kulokho okubizwa ngokuthi "imithetho yasebhakabhakeni." Le mithetho yombuso isasebenza ezimweni ezithile lapho ukuphepha kuhlala kukhululekile emithethweni yomthetho.
Imisebenzi Yomsebenzi
Abameli bezokuphepha babamele amaklayenti maqondana namasheya, izimali zokubambisana, izibopho nezinye izinsimbi zemali. Lo msebenzi uhlukaniswe ngokuyinhloko ezindaweni ezintathu ezibanzi-umkhuba wokusebenzisana, umkhuba wokulawula kanye nokuphikisana .
Ukuthengiselana Kwezokuphepha
Umsebenzi wokusebenzisana uhlanganisa ukuphatha ubuchwepheshe bezomthetho bokunikela ngemali yokuqala, iminikelo yesibili, ukuhlanganiswa kanye nokuthengwa nokuthengiswa kwangasese kwezibambiso. Ukukhishwa kwesitokisi noma ezinye izibambiso zisetshenziselwa ukukhokhela ibhizinisi emhlabeni wonke. Abameli abahamba phambili bahlinzekela le misebenzi egameni lamakhasimende abo, kusukela ezinkampanini ezinkulu kuya kubatshali ngabanye. Abameli bezokuphepha bavame ukusebenza eduze nongcweti yentela ekuhleleni lokhu okuthengiselanayo.
Imithetho Yokuphepha
Ngenkathi abameli bezokusebenzisana behlelwa inkazimulo "ye-deal," isici sokulawula lomkhuba sigcina ubuqotho bokuthengiselana. Enhliziyweni yayo, uMthetho we-1933 uqinisekisa ukudalulwa kolwazi olubalulekile lwezezimali. Abameli abanomsebenzi olawulayo banikeza izinkampani, kanye nabantu abathile, ukudalula ulwazi olufanele ngesikhathi esifanele.
Lezi ziqondiso ziphoqelelwa yi-SEC kuphela, kodwa futhi nezinye izinhlaka ezilawulayo, kuhlanganise neHhovisi loMqondisi weMali, iNational Association of Dealer Securities, iNew York Stock Exchange kanye ne-NASDAQ. Abameli bezokuphepha baxhomeke kakhulu kuma- paralegals ukusiza ekufakeni amaphepha amaphepha afaka isandla emsebenzini wokulawula.
Ukubambisana Kwezimfihlo
Uma izinkampani zigijima ngokwezimiso zomthetho, izibambiso zezimfihlo ziba yizidlali eziphakathi. Izibambiso zokubambisana zisebenza ezindaweni zombili zomphakathi nezigebengu , njengoba ziphikisana nezibopho zomphakathi kanye nezenzo zomthetho noma ezokulwa nobugebengu. Isibonelo, abammeli bamasheya bangase babamele abanini-zimasheya bezinkampani ezinkantolo zokubamba inkohlakalo ngokumelene nezikhulu nabaqondisi bezinkampani, noma bangasiza amaklayenti ezindabeni ezihilela ukwephula imithetho ye-SEC.
Ezemfundo namakhono
Imfundo esemthethweni yiqiniso, kubalulekile, ukuba ngummeli wemfihlo. Nakuba kudingeka i-Juris Doctorate degree, isizinda semali noma ukubalwa kwemali kubaluleke kakhulu ekuthuthukiseni ummeli wemfihlo. Ukwengeza kokuba namakhono okubhala ahle kakhulu, abameli bamasheya kumele bakwazi ukufunda nokuqonda idatha yezimali.