Imibuzo ye-FINRA
I-FINRA ilawula uhlu olude lwezivivinyo eziphakathi kweziqinisekiso ezibaluleke kunazo zonke kubantu abaphethe izikhundla eziyinhloko emafenini alungu. Kweminye imisebenzi, kungadingeka ukubamba izitifiketi eziningi, ngokudlulisa izivivinyo eziningi.
Kuzo zonke izitifiketi ze-FINRA, ukuhlola kabusha njalo eminyakeni embalwa kuyadingeka, ukukhombisa ukuthi uqhubeke nokuthuthukiswa embonini.
Kuthatha ukuhlolwa kwe-FINRA
Awukwazi ukuthatha izivivinyo ze-FINRA njengomuntu ngamunye. Esikhundleni salokho, kumele uxhaswe yi-IFRA ilungu eliqinile. Ngakho-ke, umqashi wakho uzobona ukuthi yiziphi izivivinyo odinga ukudlula, kuye ngomsebenzi wakho. Ukuqeqesha ukuhlolwa kwe-FINRA ngokuvamile kuvame ukutadisha, nakuba abanye abaqashi bangase banikeze amakilasi asemakhaya.
Ngalokhu okungenhla, ukuzama ukushintsha abaqashi futhi uhambise umsebenzi omusha ongenayo isitifiketi se-FINRA esidingekayo kungase kube inkinga. Isikhungo sakho esisha siyobe sesikuqasha ngokusemthethweni. Wena, okwamanje, uzoba endaweni engaba nzima uma ungadluli uvivinyo.
Uchungechunge wesi-7: I-qualification General Repurative Representative (Series 7) , mhlawumbe yiyona eyaziwa kakhulu, edingekayo kwabacebisi bezezimali kanye nezinye izikhundla zokuthengisa.
Uchungechunge 6: Isiqu se-Series 6 sivumela umnikazi ukuba aguqule ibhizinisi ngokweqoqo elinganiselwe lemikhiqizo yokutshala izimali kuneChungechunge 7. Lezi zinto zilinganiselwe kwimikhiqizo yokutshala izimali ezihlanganisiwe njengezimali ezihlanganyelwe kanye nezintela eziguquguqukayo.
Uchungechunge 63 no-66: Uchungechunge lweSichungechunge 63 noChungechunge lwama-Series 66 luhlanganisa izimiso zokubambisana zezwe, futhi kungadingeka nakwezinye izikhundla zezezimali ze-Financial Advisor.
Uchungechunge 65: Uchungechunge 65 yi-Uniform Investment Adviser Law Exam efaka umnikazi ukuba abe ngumeluleki wezokutshala izimali.
NASAA
Qaphela ukuthi, kuyilapho izihloko ze-Series 63, 65 no-66 zilawulwa yi-FINRA, zilungiswe inhlangano ehlukile, iNhlangano Yabaphathi Bokuvikeleka eNyakatho Melika (NASAA). Futhi, ngokungafani nokuhlolwa okuningi kwe-FINRA, akudingeki ukuba uxhaswe yi-IFRA ilungu eliqinile ukuze uthathe iSichungechunge 63, 65 noma 66. Izifunda eziningi zamukela ezinye iziqu ezihlukahlukene, ikakhulukazi iCFP noma i- CFA , esikhundleni sokudlulisa i-Series 65 noma izivivinyo ezingama-66.
Ukuze uthole olunye ulwazi: Bheka iwebhusayithi ye-FINRA.
Ukuvuleka kweJobe: Bona lolu hlu lwamathuba okuvula imisebenzi ku-FINRA.